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American Law and Economics Association
Results: 308

#	Item
201	Agenda - Life Insurance and Annuities (A) Committee Add to Reading List Source URL: www.naic.org Language: English - Date: 2014-03-27 15:45:01 Contract law Insurance Financial institutions National Association of Insurance Commissioners Annuity Life annuity American Council of Life Insurers Insurance commissioner Financial economics Investment Retirement
202	Jonathan Katz, SecretaryVia e-mail to [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-24 15:04:45 United States securities law Financial services Institutional investors Securities North American Securities Administrators Association Mutual fund Investment Company Act U.S. Securities and Exchange Commission Financial adviser Financial economics Investment Finance
203	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]November 3, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting NYSE Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-06 10:29:45 New York City United States securities law United States Securities and Exchange Commission Financial economics Financial markets New York Stock Exchange NYSE Arca Consolidated Tape Association American Stock Exchange Self-regulatory organizations Economy of the United States NYSE Euronext
204	Comments of the Section of Business Law of the American Bar Association on S7-30-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-29 17:40:06 Finance Hedge fund Registered Investment Advisor Investment Advisers Act Collective investment scheme Financial adviser U.S. Securities and Exchange Commission Offshore fund Investment Company Act Financial economics Financial services Investment
205	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]July 28, 2006 Joint Industry Plan; Notice of Filing of the NMS Linkage Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chica Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-01 14:37:37 United States Securities and Exchange Commission Investment Economy of the United States United States securities law 73rd United States Congress Consolidated Tape Association Chicago Stock Exchange National market system plan Securities Exchange Act Financial markets Self-regulatory organizations Financial economics
206	ALABAMA SECURITIES COMMISSION 401 ADAMS AVENUE, SUITE 280 MONTGOMERY, ALABAMA[removed]MAIL: POST OFFICE BOX[removed]MONTGOMERY, AL[removed]TELEPHONE[removed] Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2012-03-06 20:13:55 Investment Finance North American Securities Administrators Association Financial adviser Business Dodd–Frank Wall Street Reform and Consumer Protection Act Uniform Combined State Law Exam United States securities law Financial economics Financial regulation
207	AMERICAN BAR ASSOCIATION Chair Michael H. Byowitz, NY [removed[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-03-22 11:25:51 Financial economics Financial regulation 73rd United States Congress Auditing United States corporate law U.S. Securities and Exchange Commission Christopher Cox Securities Act Rule 144A United States securities law United States Securities and Exchange Commission Finance
208	AMERICAN BAR ASSOCIATION Section of Business Law 321 North Clark Street Chicago, IL[removed]July 21, 2004 By E-Mail to: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-26 11:05:10 Investment 73rd United States Congress United States Securities and Exchange Commission United States housing bubble Structured finance Securities Act Asset-backed security Securities Exchange Act Prospectus Financial economics Finance United States securities law
209	Microsoft Word - rastaples4484.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-06 10:44:44 Business United States securities law Financial regulation North American Securities Administrators Association Financial services Registered Investment Advisor Public Company Accounting Oversight Board Financial adviser U.S. Securities and Exchange Commission Financial economics Investment Finance
210	FOR IMMEDIATE RELEASE DATE: September 30, 2010 CONTACT: John Munn, Director Add to Reading List Source URL: www.ndbf.ne.gov Language: English - Date: 2010-09-30 12:11:27 U.S. Securities and Exchange Commission Financial system Finance Professional certification in finance Financial economics Mark Connolly United States securities law Financial regulation North American Securities Administrators Association